-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N8MSn4722SfJoB3bTSipSfl96ObEYlJg3znF8oE+5L51tHDePhDmkxGsx5i5aNKb /5R0vAw4I0tTqGrsXoIlcA== 0000799005-98-000015.txt : 19980212 0000799005-98-000015.hdr.sgml : 19980212 ACCESSION NUMBER: 0000799005-98-000015 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LITTELFUSE INC /DE CENTRAL INDEX KEY: 0000889331 STANDARD INDUSTRIAL CLASSIFICATION: SWITCHGEAR & SWITCHBOARD APPARATUS [3613] IRS NUMBER: 363795742 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45251 FILM NUMBER: 98530962 BUSINESS ADDRESS: STREET 1: 800 E NORTHWEST HWY CITY: DES PLAINES STATE: IL ZIP: 60016 BUSINESS PHONE: 7088241188 MAIL ADDRESS: STREET 1: 800 E. NORTHWEST HWY CITY: DES PLAINES STATE: IL ZIP: 60016 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEIN ROE & FARNHAM INC /DE/ CENTRAL INDEX KEY: 0000799005 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363447638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE S WACKER DR STREET 2: 35TH FL CITY: CHICAGL STATE: IL ZIP: 60606 BUSINESS PHONE: 3123687700 MAIL ADDRESS: STREET 1: ONE SOUTH WACKER DR STREET 2: 35TH FL CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G/A 1 HOLDINGS UNDER 5% UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* LITTELFUSE, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 537008104 (CUSIP Number) Is a fee being paid with this statement: ( )Yes ( X )No *The remainder of this page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 13G CUSIP No. 537008104 1. Name of Reporting Person S.S. or I.R.S. Identification No. of above person STEIN ROE & FARNHAM INCORPORATED 36-3447638 2. Check the appropriate box if a member of a group (a) ----- (b) ----- 3. SEC USE ONLY 4. Citizenship or place of organization Delaware Corporation Number of shares beneficially owned by each reporting person with 5. Sole voting power -0- 6. Shared voting power -0- 7. Sole dispositive power 964,400 shares, consisting of 690,800 shares of common stock and 273,600 shares obtainable upon exercise of warrants 8. Shared dispositive power -0- 9. Aggregate amount beneficially owned by each reporting person 964,400 shares, consisting of 690,800 shares of common stock and 273,600 shares obtainable upon exercise of warrants 10. Check box if the aggregate amount in Row (9) excludes certain shares not applicable 11. Percent of class represented by amount in Row 9 4.77% 12. Type of Reporting Person IA 13G CUSIP No. 537008104 1. Name of Reporting Person S.S. or I.R.S. Identification No. of above person SR&F SPECIAL PORTFOLIO 36-4112261 (formerly reported as STEIN ROE SPECIAL FUND 36-2653217) 2. Check the appropriate box if a member of a group (a) ----- (b) ----- 3. SEC USE ONLY 4. Citizenship or place of organization Massachusetts, USA Number of shares beneficially owned by each reporting person with 5. Sole voting power 963,600 shares, consisting of 690,000 shares of common stock and 273,600 shares obtainable upon exercise warrants 6. Shared voting power -0- 7. Sole dispositive power -0- 8. Shared dispositive power -0- 9. Aggregate amount beneficially owned by each reporting person 963,600 shares, consisting of 690,00 shares of common stock and 273,600 shares obtainable upon exercise of warrants 10. Check box if the aggregate amount in Row (9) excludes certain shares not applicable 11. Percent of class represented by amount in Row 9 4.76% 12. Type of Reporting Person IV Item 1(a). Name of Issuer: LITTELFUSE, INC. Item 1(b). Address of Issuer's Principal Executive Office: 800 East Northwest Highway Des Plaines, Illinois 60016 Item 2(a). Name of Person Filing: Stein Roe & Farnham Incorporated, jointly on its own behalf and on behalf of SR&F Special Portfolio, a portfolio series of SR&F Base Trust Item 2(b). Address of Principal Business Office: One South Wacker Drive Chicago, IL 60606 Item 2(c). Citizenship: Delaware Corporation Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 537008104 Item 3. If this statement is filed pursuant to Rules 13d- 1(b), or 13d-2(b), check whether person filing is a: (e) [XX] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership: (a) Amount beneficially owned: 964,400 shares (consisting of 690,800 shares of common stock and 273,600 shares obtainable upon exercise of warrants) (b) Percent of Class: 4.77% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 963,600 shares (SR&F Special Portfolio) (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition: 964,400 shares (Stein Roe & Farnham Incorporated) (iv) shared power to dispose or to direct the disposition: -0- Item 5. Ownership of Five Percent or Less of a Class:: SR&F Special Portfolio, which possesses sole power to vote 963,600 shares, is a portfolio series of SR&F Base Trust, a Massachusetts common law trust, which is a registered open-end investment company of which Stein Roe & Farnham Incorporated is investment adviser. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 1998 By: /s/ Kenneth J. Kozanda Kenneth J. Kozanda Senior Vice President & Chief Financial Officer AGREEMENT WITH REGARD TO JOINT FILING OF SCHEDULE 13G made this 3rd day of February, 1998, by and between STEIN ROE & FARNHAM INCORPORATED, a Delaware Corporation ("SR&F") and SR&F BASE TRUST, a Massachusetts common law trust, on behalf of its series, SR&F SPECIAL PORTFOLIO ("Special Portfolio") WITNESSETH: Whereas, SR&F has investment discretion with respect to the portfolio investments of Special Portfolio, and may therefore be considered a "beneficial owner" of such portfolio investments pursuant to Regulation 13D-G (the "Regulation") of the Securities and Exchange Commission; and, Whereas, Special Portfolio retains voting authority with regard to its portfolio investments and may therefore also be considered a "beneficial owner" of such portfolio investments pursuant to the Regulation; and, Whereas, due to such multiple definitions of beneficial ownership, both SR&F and Special Portfolio may be deemed to have incurred an obligation to report beneficial ownership of certain of Special Portfolio's portfolio holdings; and, Whereas, the Regulation authorizes "joint" filing of a single Schedule 13G when two or more eligible persons incur an obligation to report with respect to the same securities; NOW THEREFORE, SR&F Base Trust on behalf of Special Portfolio and SR&F agree that SR&F shall be authorized to file a single Schedule 13G, and any necessary amendments thereto, on behalf of itself and on behalf of Special Portfolio, with respect to each of Special Portfolio's holdings as to which such a report must be made. SR&F BASE TRUST /s/ Stacy H. Winick, Vice President and Secretary Attest: /s/ Nicolette D. Parrish, Assistant Secretary STEIN ROE & FARNHAM INCORPORATED /s/ Kenneth J. Kozanda, Senior Vice President and Chief Financial Officer /s/ Scott P. Pedersen, Vice President -----END PRIVACY-ENHANCED MESSAGE-----